Kevin K. Hull
Chief Compliance Officer
Mr. Hull is the Chief Compliance Officer of Robert A. Stanger & Company, Inc. and serves as the firm’s Financial and Operations Principal, Principal Financial Officer and Principal Operations Officer. He is an experienced securities lawyer with a multifaceted background from multiple positions in the securities industry, regulation and law. Mr. Hull began his securities career as an NASD (now FINRA) examiner in 1988 and served as the COO and CFO of a retail independent broker-dealer before attending law school. After working for FINRA and the SEC during law school, Mr. Hull worked in the securities practices of two large international law firms in New York City and Orange County, California. From 2005-2010, Mr. Hull was the CEO of Grubb & Ellis Securities, responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management. In addition to his current position at Stanger, Mr. Hull maintains a law practice that provides service to broker-dealers, investment advisers and registered representatives in the areas of compliance, registration, disclosure, customer complaints and investigations, expert witness services, and FINRA and SEC regulatory and enforcement defense in addition to providing advice on product operations, sales practices and marketing. Mr. Hull obtained his undergraduate degree in business administration (finance) from the California State University at Fullerton and his Juris Doctor, cum laude, from The Catholic University of America, Columbus School of Law in Washington, D.C. He was admitted by examination to practice law in New York, California and Massachusetts (inactive) and currently holds multiple securities registrations.